Global Capital Markets League Tables - Bloomberg

1st 2012 League – 1st 2012 League Tables – 1st 2012 League//

BloombergTable of ContentsBloomberg 2012 Q3Global Capital Markets League Tables09/29/20121 . Introduction2 . Global Equity, Equity Linked & Rights3 . Global Equity & Equity Linked4 . Global Equity Linked5 . Americas Equity Offerings6 . U.S. Equity & Equity Linked7 . EMEA Equity, Equity Linked & RightsOfferings8 . Asia-Pacific Equity, Equity Linked & Rights9 . Corporate Bonds (All)10 . International Bonds11 . Global Bonds12 . U.S. Bonds13 . Euromarket Bonds14 . Asian Local Currency Bonds15 . U.S. Loans16 . U.S. Leveraged Loans17 . EMEA Loans Mandated Arranger18 . EMEA Loans Book Runner19 . Asia ex-Japan Loans Mandated Arranger20 . Asia ex-Japan Loans Book RunnerFrom initial public offerings to syndicated loans, Bloomberg's league tables are your one-stop shop for constant andtimely access to the most comprehensive information available on capital markets representation.Just type LEAG for underwriter rankings or LALT for legal adviser rankings and then click on the red'Select a Market' button in the top left of your screen to view a complete range of rankings available for fixed income,equity, equity-linked and syndicated loans. Alternatively, press the green key on your BLOOMBERGPROFESSIONAL(R) for further instructions.VISIT {NI LEAG CRL } TO DOWNLOAD COPIES OF THE FULL RELEASE AND A FULL RANGE OFMARKET SPECIFIC LEAGUE TABLE RESULTS.Due to the dynamic nature of the Professional Service product, league table rankings may vary between thisrelease and data found on the Bloomberg Professional Service.For data submissions or queries, please contact:ContactPhoneFaxEmailAmericasEMEAAsia-Pac (HK)Asia-Pac (SG)Paul BandongJorge FernandezVivian LeePiyanut Ruangrailak+1-609-279-5187 +1-646-268-5455 calendar@bloomberg.net+44-20-3216-4345+852-2977-2125+65-6499-2629+44-20-77392-6161+852-2977-2175+65-6499-2729emeacapmkts@bloomberg.netvlee81@bloomberg.netpraungrailak@bloomberg.netFor 24 hour global customer support call+1 212 318 2000 +44 20 7330 7500 +65 6212 1000 +81 3 3201 8900or press the HELP key twice on the BLOOMBERG PROFESSIONAL(R) service.LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.1

BloombergTop Underwriter Rankings Summary1/1/12 - 9/30/12Mkt Shr Amount Fees Mkt ShrEquity Top Underwriter (%) USD (Mln) (%) Issues Rank (%)Global Equity, Equity Linked & Rights Morgan Stanely 8.9 $37,054 2.447 184 2 8.4U.S. Equity & Equity Linked Citi 13.2 $24,395 2.463 156 5 10.2EMEA Equity, Equity Linked & Rights Offerings Goldman Sachs & Co 11.9 $9,502 6.875 22 1 11.1Asia-Pacific Equity, Equity Linked & Rights Morgan Stanely 8.4 $9,831 2.377 40 2 7.4DebtCorporate Bonds (All) JP Morgan 6.7 $195,599 0.604 1,159 1 6.1International Bonds JP Morgan 7.2 $212,771 0.408 1011 3 5.8Global Bonds JP Morgan 13.1 $94,115 0.43 358 2 12.5U.S. Bonds JP Morgan 12.5 $190,627 0.492 975 1 12.9Euromarket Bonds Deutsche Bank AG 6.0 $118,797 0.284 678 1 7.1Asia-Pacific Bonds Morgan Stanely 4.8 $41,265 0.349 385 1 5.0Syndicated Loans2012 1st 3Qrts2011 1st 3QrtsU.S. Loans JP Morgan 17.4 $173,203 n/a 642 1 20.3U.S. Leverage Loans Bank of America Merrill Lynch 14.0 $56,919 n/a 337 1 17.2EMEA Loans Mandated Arranger RBS 5.1 $26,277 n/a 170 3 4.6EMEA Loans Book Runner Deutsche Bank AG 6.5 $27,885 n/a 106 5 5.0Asia ex-Japan Loans Mandated Arranger State Bank of India 8.8 $15,612 n/a 47 1 12.3Asia ex-Japan Loans Book Runner State Bank of India 9.3 $10,646 n/a 21 1 13.1LEAG LREP NI LEAG CRL LALT LMX NI DEALSPACE © 2012 Bloomberg Finance L.P. All rights reserved.

Volume USD (Billions)Volume in USD (Billions)Volume in USD (Billions)Volume USD (Billions)BloombergGlobal Equity, Equity Linked & Rights Quarterly VolumeNotable HighlightsGlobal Equity, Equity Linked & Rights• Globally both volume and issuance decreased during the first three quarters of the year compared with the same period last year by 13.40% and 19.19%, respectively, to$417.03 bln raised and a total of 2,366 issues.• Volume increased globally 69.10% compared with the third quarter of 2011 to $156.67 bln. Issuance fell in EMEA and Asia to the lowest numbers on record since the thirdquarter of 2008.$350$300$250$200$150$100$50VolumeDeal Count1,6001,4001,2001,000800600400200Issuance$100$90$80$70$60$50$40$30$20$10US Equity & Equity Linked Quarterly VolumeVolumeDeal Count30025020015010050Issuance$02007Q32008Q32009Q3EMEA Equity, Equity Linked & Rights Quarterly Volume$120$100$802010Q3Volume2011Q3Deal Count2012Q30350300250$0APAC Equity, Equity Linked & Rights Quarterly Volume$150$125$1002007Q32008Q32009Q3VolumeDeal Count2010Q32011Q32012Q30900800700600$60200150Issuance$75500400Issaucne$40100$50300$2050$25200100$02007Q32008Q32009Q32010Q32011Q32012Q30$02007Q32008Q32009Q32010Q32011Q32012Q30LEAG LREP NI LEAG CRL LALT LMX NI DEALSPACE © 2012 Bloomberg Finance L.P. All rights reserved.* All 2012 YTD numbers as of September 28 th , 2012

BloombergGlobal Syndicated Loan Markets ReviewGlobal Syndicated Loans Quarterly VolumeAmericas Syndicated Loans Quarterly Volume$14002,500$7001,200Volume USD (Billions)$1200$1000$800$600$400VolumeDeal Count2,0001,5001,000IssuanceVolume in USD (Billions)$600$500$400$300$200VolumeDeal Count1,000800600400Issuance$200500$100200$0Q32007Q32008Q32009Q32010Q32011Q320120$0Q32007Q32008Q32009Q32010Q32011Q320120EMEA Syndicated Loans Quarterly VolumeAPAC Syndicated Loans Quarterly Volume$600600$250800$500VolumeDeal Count500$200VolumeDeal Count700600$400400Volume in USD (Billions)$300$200300200IssuanceVolume USD (Billions)$150$100500400300Issuance200$100100$50100$0Q32007Q32008Q32009Q32010Q32011Q320120$0Q32007Q32008Q32009Q32010Q32011Q320120LMX LEAG UNDW NI LEAG CRL©2012 Bloomberg Finance L.P. All rights reserved.

BloombergUnderwriter League TablesGlobal Equity, Equity Linked & Rights1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)Morgan Stanley 1 8.9 37,054 2.45 184 2 8.4 0.5JP Morgan 2 8.6 35,905 2.97 234 4 7.4 1.2Citi 3 8.5 35,452 2.45 210 7 5.7 2.8Bank of America Merrill Lynch 4 8.2 34,384 2.75 216 3 7.7 0.5Goldman Sachs & Co 5 8.0 33,204 2.76 178 1 9.3 (1.3)Deutsche Bank AG 6 6.7 28,083 2.48 193 6 6.4 0.3Credit Suisse 7 6.6 27,466 2.18 184 5 6.6-UBS 8 5.6 23,169 2.39 173 8 5.5 0.1Barclays 9 5.0 20,977 1.94 130 9 3.9 1.1Wells Fargo & Co 10 1.9 7,887 2.56 87 11 1.5 0.4RBC Capital Markets 11 1.8 7,638 3.12 87 14 1.1 0.7Nomura Holdings Inc 12 1.8 7,603 4.02 47 10 1.8-HSBC Bank PLC 13 1.4 5,909 2.70 35 12 1.3 0.1CITIC Securities Co Ltd 14 0.9 3,911 4.16 20 19 0.7 0.2Sumitomo Mitsui Financial Group Inc 15 0.8 3,532 3.05 14 48 0.3 0.5Societe Generale 16 0.8 3,419 n/a 15 54 0.2 0.6Daiwa Securities Group Inc 17 0.8 3,138 2.64 23 22 0.7 0.1BNP Paribas Group 18 0.7 3,096 2.89 18 13 1.2 (0.5)TD Securities 19 0.7 3,011 3.99 29 17 0.8 (0.1)Mizuho Financial Group Inc 20 0.7 2,884 2.84 14 34 0.5 0.2TOTAL 100% 417,027 2.98 2,366 481,563 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this valueIncludes all eligible global equity, equity-linked & rights offering. Volume in USD millions.360,000320,000280,000240,000200,000160,000120,00080,000Basic Materials 5.09%Consumer Prod/Svcs 21.66%Financial 38.71%Industrial 9.08%Oil/Gas/Elect 14.54%Tech/Comm 10.92%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals160014001200100080060040040,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q3200LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.2

BloombergUnderwriter League TablesGlobal Equity & Equity Linked1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)Morgan Stanley 1 9.5 36,830 2.45 183 2 8.9 0.6Citi 2 8.7 33,859 2.45 202 6 5.7 3.0Bank of America Merrill Lynch 3 8.5 33,049 2.75 212 3 7.7 0.8Goldman Sachs & Co 4 8.3 32,434 2.76 172 1 9.3 (1.0)JP Morgan 5 8.2 31,834 2.97 225 4 7.2 1.0Deutsche Bank AG 6 6.7 25,947 2.48 184 7 5.6 1.1Credit Suisse 7 6.5 25,369 2.18 176 5 6.6 (0.1)Barclays 8 5.3 20,712 1.94 127 9 4.0 1.3UBS 9 5.2 20,118 2.39 159 8 5.3 (0.1)Wells Fargo & Co 10 2.0 7,887 2.56 87 11 1.7 0.3RBC Capital Markets 11 2.0 7,638 3.12 87 13 1.2 0.8Nomura Holdings Inc 12 1.7 6,768 4.02 42 10 2.0 (0.3)HSBC Bank PLC 13 1.2 4,544 2.70 30 14 0.9 0.3CITIC Securities Co Ltd 14 1.0 3,747 4.16 19 17 0.8 0.2Sumitomo Mitsui Financial Group Inc 15 0.9 3,532 3.05 14 45 0.3 0.6Daiwa Securities Group Inc 16 0.8 3,138 2.64 23 19 0.8-TD Securities 17 0.8 3,011 3.99 29 15 0.9 (0.1)Mizuho Financial Group Inc 18 0.7 2,884 2.84 14 32 0.5 0.2BMO Capital Markets 19 0.7 2,807 4.05 30 34 0.5 0.2Jefferies Group Inc 20 0.7 2,682 5.10 52 22 0.7-TOTAL 100% 388,671 2.98 2,233 433,840 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this value280,000240,000200,000160,000120,000Basic Materials 4.83%Consumer Prod/Svcs 22.35%Financial 37.42%Industrial 8.76%Oil/Gas/Elect 15.10%Tech/Comm 11.54%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals140012001000800600Includes all eligible equity & equity-linked offerings. Rights offerings are excluded. Excludes Renminbi denominated offers. Volume in USD millions.80,00040040,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q3200LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.3

BloombergUnderwriter League TablesGlobal Equity Linked1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)JP Morgan 1 11.1 4,558 2.68 32 2 10.1 1.0Goldman Sachs & Co 2 9.6 3,907 2.86 16 1 11.2 (1.6)Deutsche Bank AG 3 9.0 3,699 2.82 29 8 4.0 5.0Bank of America Merrill Lynch 4 7.3 2,995 2.83 21 5 5.8 1.5Citi 5 7.1 2,919 2.78 24 4 7.8 (0.7)Barclays 6 6.6 2,685 n/a 17 9 2.8 3.8Morgan Stanley 7 6.4 2,619 3.99 19 3 9.4 (3.0)Credit Suisse 8 5.0 2,062 3.71 15 7 5.4 (0.4)China International Capital Corp 9 3.1 1,264 n/a 1 12 2.0 1.1UBS 10 3.0 1,233 4.32 13 6 5.8 (2.8)BNP Paribas Group 11 2.7 1,087 n/a 7 11 2.4 0.3RBC Capital Markets 12 2.4 969 3.57 13 13 2.0 0.4HSBC Bank PLC 13 2.1 856 2.50 5 14 1.6 0.5Nomura Holdings Inc 14 2.0 804 n/a 7 10 2.5 (0.5)ABG Sundal Collier Asa 15 1.9 785 n/a 4 41 0.3 1.6DBS Group Holdings Ltd 16 1.5 599 n/a 6 - --Wells Fargo & Co 17 1.2 498 3.00 8 27 0.7 0.5RBS 18 1.1 445 n/a 3 17 1.3 (0.2)Raymond James Morgan Keegan 19 1.1 431 2.79 7 - --Societe Generale 20 0.9 376 n/a 3 22 1.0 (0.1)TOTAL 100% 40,904 3.14 245 56,647 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this valueIncludes all eligible equity-linked offerings. Rights offerings are excluded. Excludes Renminbi denominated offers. Volume in USD millions.36,00032,00028,00024,00020,00016,00012,0008,000Basic Materials 6.72%Consumer Prod/Svcs 24.50%Financial 24.47%Industrial 22.32%Oil/Gas/Elect 11.86%Tech/Comm 10.14%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals1601401201008060404,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q320LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.4

BloombergUnderwriter League TablesAmericas Equity Offerings1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)Citi 1 11.6 23,629 2.42 145 6 7.4 4.2Bank of America Merrill Lynch 2 9.9 20,089 2.74 146 2 9.4 0.5Morgan Stanley 3 9.7 19,805 2.42 111 4 8.6 1.1JP Morgan 4 9.0 18,378 3.03 142 1 9.7 (0.7)Barclays 5 8.2 16,655 1.92 101 7 7.3 0.9Credit Suisse 6 7.7 15,742 2.12 112 3 9.0 (1.3)Goldman Sachs & Co 7 7.5 15,234 2.74 100 5 7.9 (0.4)Deutsche Bank AG 8 6.9 14,088 2.43 112 8 5.8 1.1UBS 9 4.0 8,082 2.34 74 9 4.6 (0.6)Wells Fargo & Co 10 3.6 7,371 2.55 78 10 3.9 (0.3)RBC Capital Markets 11 3.2 6,578 3.07 71 11 2.1 1.1TD Securities 12 1.4 2,770 4.06 25 12 2.0 (0.6)BMO Capital Markets 13 1.3 2,552 4.13 27 20 1.0 0.3Jefferies Group Inc 14 1.2 2,474 5.12 45 16 1.3 (0.1)CIBC 15 1.0 2,001 4.11 21 14 1.3 (0.3)Allen & Co 16 0.9 1,779 1.10 1 - --Scotiabank 17 0.7 1,521 4.35 18 17 1.1 (0.4)Banco BTG Pactual SA 18 0.7 1,445 2.15 14 15 1.3 (0.6)Macquarie Group Ltd 19 0.7 1,374 1.64 29 23 0.8 (0.1)KKR Capital Markets LLC 20 0.6 1,204 2.50 3 - --TOTAL 100% 203,573 2.79 991 170,817 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this value100,00090,00080,00070,00060,00050,00040,000Basic Materials 3.65%Consumer Prod/Svcs 15.43%Financial 47.73%Industrial 3.49%Oil/Gas/Elect 17.82%Tech/Comm 11.88%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals700600500400300Includes all eligible equity offerings from U.S., Canada and Latin America issuers. Volume in USD millions.30,00020,00020010,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q3100LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.5

BloombergUnderwriter League TablesU.S. Equity & Equity Linked1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)Citi 1 13.2 24,395 2.46 156 5 10.2 3.0Bank of America Merrill Lynch 2 11.6 21,384 2.73 150 2 11.1 0.5Morgan Stanley 3 11.1 20,493 2.46 118 4 10.4 0.7JP Morgan 4 10.8 19,925 3.06 156 1 12.6 (1.8)Barclays 5 9.5 17,502 1.91 107 7 8.6 0.9Goldman Sachs & Co 6 9.1 16,838 2.79 106 3 10.9 (1.8)Credit Suisse 7 8.2 15,108 2.14 110 6 9.1 (0.9)Deutsche Bank AG 8 7.6 14,017 2.42 116 8 6.7 0.9UBS 9 4.3 7,912 2.32 76 9 5.8 (1.5)Wells Fargo & Co 10 4.3 7,868 2.55 86 10 4.7 (0.4)RBC Capital Markets 11 2.1 3,843 2.27 41 12 1.1 1.0Jefferies Group Inc 12 1.3 2,444 5.23 46 11 1.5 (0.2)Allen & Co 13 1.0 1,779 1.10 1 - --Macquarie Group Ltd 14 0.7 1,290 1.40 7 14 0.6 0.1KKR Capital Markets LLC 15 0.7 1,204 2.50 3 - --Raymond James Morgan Keegan 16 0.6 1,176 4.27 19 - --Stifel Nicolaus Weisel 17 0.5 945 5.80 27 13 0.6 (0.1)KeyBanc Capital Markets 18 0.5 844 4.38 8 21 0.2 0.3Piper Jaffray & Co 19 0.3 637 5.98 17 16 0.6 (0.3)Cowen & Co 20 0.2 390 5.89 15 26 0.2-TOTAL 100% 184,887 2.66 587 153,054 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this value100,00090,00080,00070,00060,00050,00040,000Basic Materials 1.86%Consumer Prod/Svcs 17.87%Financial 46.31%Industrial 3.49%Oil/Gas/Elect 16.00%Tech/Comm 14.47%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals280240200160120Includes all eligible equity & equity-linked offerings from U.S. issuers. Volume in USD millions.30,00020,0008010,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q340LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.6

BloombergUnderwriter League TablesEMEA Equity, Equity Linked & Rights Offerings1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)Goldman Sachs & Co 1 11.9 9,502 6.88 22 1 11.1 0.8Deutsche Bank AG 2 10.3 8,235 6.07 37 2 10.4 (0.1)JP Morgan 3 9.9 7,927 5.88 27 6 7.0 2.9Credit Suisse 4 7.8 6,249 5.75 25 4 8.3 (0.5)Morgan Stanley 5 7.6 6,062 5.00 21 3 8.9 (1.3)Bank of America Merrill Lynch 6 7.1 5,695 4.63 20 5 8.0 (0.9)UBS 7 6.4 5,158 5.00 31 7 5.7 0.7Societe Generale 8 4.3 3,419 n/a 15 21 0.9 3.4Citi 9 3.7 2,963 n/a 10 8 5.0 (1.3)BNP Paribas Group 10 3.4 2,700 n/a 13 9 3.8 (0.4)HSBC Bank PLC 11 2.4 1,888 n/a 7 12 2.6 (0.2)Barclays 12 2.3 1,863 6.70 13 11 3.2 (0.9)UniCredit 13 1.9 1,492 n/a 9 10 3.2 (1.3)Commerzbank AG 14 1.8 1,461 n/a 5 15 1.5 0.3Mediobanca 15 1.7 1,374 4.00 6 19 1.0 0.7Nomura Holdings Inc 16 1.6 1,253 n/a 8 14 1.9 (0.3)Investec PLC 17 1.4 1,127 n/a 5 30 0.3 1.1Intesa Sanpaolo SpA 18 1.2 993 n/a 2 16 1.5 (0.3)Nordea 19 1.0 803 n/a 6 44 0.2 0.8Carnegie 20 0.8 602 n/a 17 24 0.5 0.3TOTAL 100% 80,043 5.23 311 127,051 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this valueIncludes all eligible equity, equity-linked & rights offerings from European, Middle Eastern and African issuers. Volume in USD millions.100,00080,00060,00040,00020,000Basic Materials 10.87%Consumer Prod/Svcs 19.86%Financial 35.32%Industrial 12.89%Oil/Gas/Elect 10.99%Tech/Comm 10.08%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals2001801601401201008002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q360LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.7

BloombergUnderwriter League TablesAsia-Pacific Equity, Equity Linked & Rights1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)Morgan Stanley 1 8.4 9,831 2.38 40 2 7.4 1.0UBS 2 8.2 9,642 2.51 63 3 6.2 2.0Citi 3 6.3 7,355 2.67 40 9 2.9 3.4JP Morgan 4 5.7 6,675 2.28 42 8 3.7 2.0Nomura Holdings Inc 5 5.4 6,350 4.02 39 6 3.9 1.5Bank of America Merrill Lynch 6 5.2 6,088 2.55 34 4 5.1 0.1Goldman Sachs & Co 7 5.1 6,004 2.89 45 1 7.9 (2.8)Deutsche Bank AG 8 4.4 5,189 2.60 37 5 4.1 0.3Credit Suisse 9 4.2 4,885 2.14 40 7 3.9 0.3CITIC Securities Co Ltd 10 3.3 3,911 4.16 20 11 2.1 1.2Sumitomo Mitsui Financial Group Inc 11 3.0 3,532 3.05 14 27 0.8 2.2HSBC Bank PLC 12 2.7 3,167 2.63 23 16 1.6 1.1Daiwa Securities Group Inc 13 2.7 3,138 2.64 23 14 2.0 0.7Mizuho Financial Group Inc 14 2.5 2,884 2.84 14 21 1.4 1.1Guosen Securities Co Ltd 15 2.3 2,660 5.13 22 13 2.0 0.3China International Capital Corp 16 2.2 2,605 4.81 9 12 2.1 0.1CIMB 17 1.9 2,191 1.61 14 25 1.0 0.9DBS Group Holdings Ltd 18 1.3 1,506 2.36 19 17 1.6 (0.3)GF Securities 19 1.3 1,498 4.85 12 28 0.8 0.5Bank of China 20 1.2 1,408 3.37 12 15 1.6 (0.4)TOTAL 100% 117,482 3.62 1,122 163,348 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this valueIncludes all eligible equity, equity-linked & rights offerings from Asia Pacific issuers. Volume in USD millions.160,000140,000120,000100,00080,00060,00040,000Basic Materials 3.76%Consumer Prod/Svcs 32.02%Financial 28.97%Industrial 15.97%Oil/Gas/Elect 10.35%Tech/Comm 8.93%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals90080070060050040030020,00020002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q3100LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.8

BloombergUnderwriter League TablesCorporate Bonds (All)1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)JP Morgan 1 6.7 195,599 0.60 1159 1 6.1 0.6Citi 2 5.5 162,182 0.57 1035 4 5.0 0.5Bank of America Merrill Lynch 3 4.8 141,758 0.71 2038 3 5.3 (0.5)Deutsche Bank AG 4 4.8 140,475 0.49 915 2 5.5 (0.7)Barclays 5 4.4 128,559 0.53 996 5 4.5 (0.1)Goldman Sachs & Co 6 4.3 126,489 0.53 600 7 4.3-HSBC Bank PLC 7 4.3 125,582 0.34 903 8 3.8 0.5Morgan Stanley 8 4.2 124,547 0.53 1761 6 4.5 (0.3)UBS 9 3.2 94,124 0.68 941 9 3.2-Credit Suisse 10 3.0 87,905 0.57 541 11 3.0-BNP Paribas Group 11 2.9 85,790 0.36 508 10 3.1 (0.2)RBS 12 2.6 75,025 0.49 522 12 3.0 (0.4)Wells Fargo & Co 13 2.3 66,721 0.91 1543 16 1.5 0.8RBC Capital Markets 14 1.9 57,095 0.72 423 14 1.7 0.2Credit Agricole CIB 15 1.6 46,888 0.37 227 17 1.4 0.2UniCredit 16 1.6 45,522 0.50 210 13 2.1 (0.5)Societe Generale 17 1.4 41,732 0.24 216 18 1.4-Mizuho Financial Group Inc 18 1.2 35,747 0.36 299 22 0.9 0.3Nomura Holdings Inc 19 1.0 29,932 0.32 325 23 0.9 0.1DZ Bank AG 20 1.0 28,711 0.08 322 29 0.7 0.3TOTAL 100% 2,934,000 0.52 15,635 2,581,890 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this valueIncludes all eligible corporate bonds worldwide.Volume in USD millions.1,200,0001,100,0001,000,000900,000800,000700,000600,000Basic Materials 4.75%Consumer Prod/Svcs 13.98%Financial 51.79%Government 2.46%Industrial 7.52%Oil/Gas/Elect 13.49%Tech/Comm 6.00%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals600058005600540052005000480046004400500,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q34200LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.9

BloombergUnderwriter League TablesInternational Bonds1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)JP Morgan 1 7.2 212,771 0.41 1011 3 5.8 1.4Barclays 2 6.9 203,287 0.25 899 2 6.9-Deutsche Bank AG 3 6.5 191,153 0.29 948 1 7.0 (0.5)Citi 4 5.6 165,785 0.38 795 7 4.5 1.1HSBC Bank PLC 5 5.6 165,583 0.28 879 4 5.5 0.1BNP Paribas Group 6 4.7 139,193 0.21 637 5 5.0 (0.3)Goldman Sachs & Co 7 4.1 120,890 0.36 466 8 4.2 (0.1)Bank of America Merrill Lynch 8 4.1 119,560 0.48 627 9 3.7 0.4UBS 9 4.1 119,458 0.23 598 6 4.7 (0.6)Morgan Stanley 10 3.6 104,923 0.40 464 13 2.8 0.8Credit Suisse 11 3.5 102,640 0.29 491 11 3.0 0.5RBS 12 3.0 87,269 0.37 479 10 3.2 (0.2)UniCredit 13 2.7 79,432 0.35 354 12 3.0 (0.3)Credit Agricole CIB 14 2.6 77,591 0.21 295 14 2.4 0.2Societe Generale 15 2.2 65,375 0.19 273 15 2.2-RBC Capital Markets 16 1.7 49,105 0.36 296 18 1.7-DZ Bank AG 17 1.6 46,210 0.11 459 20 1.4 0.2Natixis 18 1.5 45,155 0.23 200 16 1.8 (0.3)Commerzbank AG 19 1.2 36,131 0.20 197 21 1.3 (0.1)Landesbank Baden-Wuerttemberg 20 1.2 35,871 0.04 298 19 1.6 (0.4)TOTAL 100% 2,940,880 0.32 9,721 2,910,980 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this value1,500,0001,400,0001,300,0001,200,0001,100,0001,000,000900,000Basic Materials 3.13%Consumer Prod/Svcs 8.20%Financial 46.39%Government 28.49%Industrial 3.39%Oil/Gas/Elect 6.65%Tech/Comm 3.75%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals4000380036003400320030002800Includes all eligible international bonds; bonds that can be sold outside their domestic market. Volume in USD millions.800,0002600700,0002400600,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q32200LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.10

BloombergUnderwriter League TablesGlobal Bonds1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)JP Morgan 1 13.1 94,115 0.43 358 2 12.5 0.6Barclays 2 10.7 76,910 0.25 185 1 13.7 (3.0)Citi 3 9.8 70,525 0.40 253 6 7.2 2.6Deutsche Bank AG 4 7.9 57,103 0.30 182 7 7.0 0.9Bank of America Merrill Lynch 5 7.3 52,481 0.53 245 5 7.5 (0.2)Morgan Stanley 6 6.8 48,705 0.41 191 8 5.8 1.0Goldman Sachs & Co 7 6.4 46,117 0.41 162 4 8.9 (2.5)UBS 8 5.6 40,472 0.23 117 3 9.5 (3.9)BNP Paribas Group 9 5.0 35,993 0.21 117 9 4.3 0.7HSBC Bank PLC 10 4.8 34,804 0.27 119 10 4.1 0.7Credit Suisse 11 4.3 30,804 0.32 105 12 3.1 1.2Wells Fargo & Co 12 3.5 24,909 0.62 122 14 1.9 1.6RBS 13 2.6 18,647 0.49 103 13 2.8 (0.2)RBC Capital Markets 14 2.5 18,126 0.33 65 11 3.6 (1.1)CIBC 15 1.1 8,105 0.09 15 16 1.4 (0.3)TD Securities 16 1.0 7,356 0.10 19 15 1.6 (0.6)BMO Capital Markets 17 0.7 5,229 0.24 10 17 0.9 (0.2)Mitsubishi UFJ Financial 18 0.6 4,575 0.54 30 28 0.1 0.5National Bank Financial Inc 19 0.6 4,401 0.06 9 19 0.7 (0.1)US Bancorp 20 0.6 4,299 0.52 29 23 0.2 0.4TOTAL 100% 718,907 0.36 809 599,087 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this value440,000400,000360,000320,000280,000240,000200,000Basic Materials 4.86%Consumer Prod/Svcs 13.38%Financial 23.83%Government 39.57%Industrial 3.79%Oil/Gas/Elect 7.66%Tech/Comm 6.91%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals320280240200160Includes all eligible bonds where Market of Issue is Global. Volume in USD millions.160,000120,00012080,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q380LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.11

BloombergUnderwriter League TablesU.S. Bonds1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)JP Morgan 1 12.5 190,627 0.49 975 1 12.9 (0.4)Citi 2 9.7 147,760 0.46 794 4 8.5 1.2Bank of America Merrill Lynch 3 8.7 133,355 0.65 2023 2 10.2 (1.5)Barclays 4 8.7 132,928 0.33 646 3 10.2 (1.5)Deutsche Bank AG 5 7.3 110,708 0.35 551 7 7.0 0.3Morgan Stanley 6 6.6 100,073 0.52 1580 8 6.9 (0.3)Goldman Sachs & Co 7 6.5 99,785 0.47 470 5 7.8 (1.3)UBS 8 5.0 76,553 0.39 725 6 7.1 (2.1)Credit Suisse 9 4.9 74,372 0.37 410 9 4.4 0.5Wells Fargo & Co 10 4.5 68,594 0.84 1625 13 3.1 1.4HSBC Bank PLC 11 4.4 66,694 0.26 317 11 3.7 0.7BNP Paribas Group 12 3.7 55,840 0.22 271 10 4.0 (0.3)RBS 13 2.7 41,204 0.54 289 12 3.4 (0.7)RBC Capital Markets 14 2.1 31,909 0.58 235 14 1.8 0.3Mitsubishi UFJ Financial 15 0.7 11,077 0.57 81 21 0.3 0.4US Bancorp 16 0.6 9,275 0.58 64 24 0.3 0.3Nomura Holdings Inc 17 0.6 9,182 0.11 48 20 0.3 0.3Mizuho Financial Group Inc 18 0.6 9,169 0.41 70 34 0.2 0.4Jefferies Group Inc 19 0.5 8,395 0.16 123 15 0.6 (0.1)Credit Agricole CIB 20 0.5 8,250 0.55 66 25 0.3 0.2TOTAL 100% 1,526,740 0.46 7,502 1,322,550 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this valueIncludes U.S. Domestic, Yankee, Domestic Medium Term Notes and Global Bonds denominated in USD. Volume in USD millions.700,000650,000600,000550,000500,000450,000400,000350,000Basic Materials 4.52%Consumer Prod/Svcs 14.67%Financial 31.72%Government 26.07%Industrial 4.53%Oil/Gas/Elect 11.30%Tech/Comm 7.20%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals320030002800260024002200300,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q32000LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.12

BloombergUnderwriter League TablesEuromarket Bonds1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)Deutsche Bank AG 1 6.0 118,797 0.28 678 1 7.1 (1.1)HSBC Bank PLC 2 5.8 115,458 0.28 680 2 5.9 (0.1)Barclays 3 5.7 113,854 0.25 654 4 5.0 0.7BNP Paribas Group 4 4.8 96,702 0.22 488 3 5.5 (0.7)JP Morgan 5 4.5 89,612 0.30 532 7 3.4 1.1UniCredit 6 3.9 78,373 0.35 347 5 4.1 (0.2)Credit Agricole CIB 7 3.7 73,129 0.17 265 10 3.2 0.5UBS 8 3.7 72,934 0.22 453 6 3.5 0.2Citi 9 3.6 72,112 0.23 424 8 3.3 0.3Credit Suisse 10 3.3 65,514 0.21 347 11 3.1 0.2RBS 11 3.3 65,108 0.24 356 9 3.2 0.1Goldman Sachs & Co 12 3.2 63,561 0.17 251 13 2.7 0.5Societe Generale 13 3.1 62,393 0.18 251 12 2.8 0.3Bank of America Merrill Lynch 14 2.5 49,758 0.23 309 16 2.3 0.2DZ Bank AG 15 2.3 46,210 0.11 459 18 1.9 0.4Morgan Stanley 16 2.3 45,448 0.36 259 19 1.7 0.6Natixis 17 2.3 45,102 0.23 199 14 2.5 (0.2)Landesbank Baden-Wuerttemberg 18 1.8 35,871 0.04 298 17 2.2 (0.4)Commerzbank AG 19 1.8 35,460 0.19 192 20 1.7 0.1Intesa Sanpaolo SpA 20 1.5 30,157 0.91 104 15 2.4 (0.9)TOTAL 100% 1,994,390 0.26 8,598 2,126,810 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this valueIncludes all eligible Euromarket bonds. Volume in USD millions.1,000,000900,000800,000700,000600,000500,000Basic Materials 1.94%Consumer Prod/Svcs 6.76%Financial 54.55%Government 25.56%Industrial 3.28%Oil/Gas/Elect 5.16%Tech/Comm 2.76%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals36003400320030002800260024002200400,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q32000LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.13

BloombergUnderwriter League TablesAsian Local Currency Bonds1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DISCLFEES (%)*DEALCOUNTRANKMKTSHARESHARECHG (%)HSBC Bank PLC 1 8.1 14,452 0.22 335 1 8.8 (0.7)Standard Chartered PLC 2 6.9 12,219 0.25 242 2 5.8 1.1DBS Group Holdings Ltd 3 4.6 8,242 0.16 72 7 3.0 1.6CIMB 4 3.9 6,980 0.21 202 4 3.6 0.3Maybank 5 3.5 6,168 0.25 133 6 3.1 0.4Woori Investment & Securities Co Ltd 6 3.5 6,167 0.28 82 5 3.3 0.2Axis Bank Ltd 7 3.4 6,092 n/a 179 9 2.9 0.5KB Investment & Securities Co Ltd 8 2.6 4,573 0.28 93 3 4.6 (2.0)Korea Investment & Securities Co 9 2.5 4,460 0.27 110 11 2.2 0.3ICICI 10 2.2 3,849 n/a 149 8 2.9 (0.7)Barclays 11 2.1 3,768 n/a 110 16 1.8 0.3TongYang Securities Inc 12 2.1 3,721 0.30 91 10 2.4 (0.3)Oversea-Chinese Banking Corp 13 1.8 3,284 n/a 63 28 1.1 0.7Shinhan Investment Corp 14 1.7 3,059 0.27 44 19 1.6 0.1Bangkok Bank PCL 15 1.7 3,025 0.09 55 31 1.0 0.7Bank of China 16 1.7 3,021 n/a 21 30 1.1 0.6Siam Commercial Bank PCL 17 1.6 2,905 n/a 39 38 0.8 0.8Kasikornbank PCL 18 1.4 2,530 n/a 42 37 0.8 0.6RHB 19 1.3 2,341 n/a 96 35 0.9 0.4Hana Daetoo Securities Co Ltd 20 1.3 2,301 0.29 35 22 1.4 (0.1)TOTAL 100% 178,234 0.28 2,415 141,275 100%*Weighted Average Disclosed Fees - only issues that have fee information available are used in calculating this valueIncludes all eligible bonds denominated in SGD, MYR, HKD, KRW, TWD, INR, THB, IDR, VND and PHP. Excludes issues that are callable or puttableand mature in less than 12 months. Volume in USD millions.65,00060,00055,00050,00045,00040,00035,000Basic Materials 4.81%Consumer Prod/Svcs 10.71%Financial 52.69%Government 2.99%Industrial 9.87%Oil/Gas/Elect 13.86%Tech/Comm 5.06%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals90085080075070065060055030,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q3500LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.14

BloombergUnderwriter League TablesU.S. Loans1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DEALCOUNTRANKMKTSHARESHARECHG (%)JP Morgan 1 17.4 173,203642 1 20.3 (2.9)Bank of America Merrill Lynch 2 15.7 156,258648 2 18.1 (2.4)Citi 3 10.3 102,603291 3 9.8 0.5Wells Fargo & Co 4 9.6 95,336499 4 9.3 0.3Barclays 5 5.6 55,219206 5 4.3 1.3Morgan Stanley 6 3.4 34,281116 10 2.6 0.8Credit Suisse 7 3.2 31,900158 6 4.0 (0.8)RBS 8 2.9 29,034154 7 3.0 (0.1)Deutsche Bank AG 9 2.8 27,807137 8 2.9 (0.1)Goldman Sachs & Co 10 2.7 26,376119 11 2.4 0.3Mitsubishi UFJ Financial 11 2.6 26,083132 12 2.1 0.5RBC Capital Markets 12 2.4 23,863129 17 1.2 1.2US Bancorp 13 1.9 18,958169 15 1.3 0.6BNP Paribas Group 14 1.8 18,24773 9 2.7 (0.9)PNC Bank 15 1.8 17,892165 13 1.4 0.4SunTrust Robinson Humphrey 16 1.6 16,267134 14 1.4 0.2KeyBanc Capital Markets 17 1.4 14,010105 19 1.0 0.4General Electric Capital Corp 18 1.2 12,208140 16 1.2-UBS 19 1.2 12,14067 20 0.9 0.3BMO Capital Markets 20 1.0 10,27199 21 0.8 0.2TOTAL 100% 994,9332,122 1,328,490 100%600,000500,000400,000300,000Basic Materials 3.62%Consumer Prod/Svcs 36.56%Financial 16.36%Industrial 11.90%Oil/Gas/Elect 17.96%Tech/Comm 13.60%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals1000900800700600500Includes all eligible U.S. loans. Volume in USD millions.200,000400100,00030020002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q3100LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.15

BloombergUnderwriter League TablesU.S. Leveraged Loans1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DEALCOUNTRANKMKTSHARESHARECHG (%)Bank of America Merrill Lynch 1 14.0 56,919337 1 17.2 (3.2)JP Morgan 2 12.1 49,110245 2 14.3 (2.2)Wells Fargo & Co 3 9.3 37,743232 3 8.5 0.8Credit Suisse 4 6.9 27,925137 4 6.9-Citi 5 5.8 23,498118 5 5.6 0.2Barclays 6 5.7 23,372119 6 5.2 0.5Goldman Sachs & Co 7 5.0 20,217101 8 4.7 0.3Morgan Stanley 8 4.6 18,53884 9 4.6-Deutsche Bank AG 9 4.3 17,638100 7 4.8 (0.5)RBC Capital Markets 10 4.2 17,17295 13 2.2 2.0General Electric Capital Corp 11 2.7 10,970128 10 2.7-SunTrust Robinson Humphrey 12 2.6 10,52992 11 2.3 0.3UBS 13 2.2 8,79355 15 1.8 0.4KeyBanc Capital Markets 14 2.1 8,46566 18 1.3 0.8RBS 15 2.0 8,03156 14 2.0-BMO Capital Markets 16 2.0 8,01071 17 1.3 0.7Jefferies Group Inc 17 1.8 7,19440 21 1.0 0.8BNP Paribas Group 18 1.4 5,81637 12 2.3 (0.9)Mitsubishi UFJ Financial 19 1.3 5,39127 26 0.4 0.9PNC Bank 20 1.2 4,94357 20 1.1 0.1TOTAL 100% 406,9011,139 500,951 100%240,000200,000160,000120,000Basic Materials 3.75%Consumer Prod/Svcs 42.20%Financial 10.17%Industrial 11.07%Oil/Gas/Elect 15.54%Tech/Comm 17.27%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals500450400350300250Includes all eligible U.S. leveraged loans (spread of 225bp or more). Loans must be rated less than investment grade by at least one rating agency or not80,000200rated at all. Volume in USD millions.40,00015010002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q350LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.16

BloombergUnderwriter League TablesEMEA Loans Mandated Arranger1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DEALCOUNTRANKMKTSHARESHARECHG (%)RBS 1 5.1 26,277170 3 4.6 0.5Deutsche Bank AG 2 4.8 24,639142 4 4.5 0.3BNP Paribas Group 3 4.7 24,320184 1 6.2 (1.5)HSBC Bank PLC 4 4.7 24,181196 5 4.4 0.3Societe Generale 5 3.8 19,666137 6 3.9 (0.1)JP Morgan 6 3.4 17,677100 12 3.1 0.3Credit Agricole CIB 7 3.4 17,646115 2 4.7 (1.3)Barclays 8 3.3 17,272136 8 3.5 (0.2)Citi 9 3.1 15,870118 9 3.4 (0.3)UniCredit 10 3.1 15,819129 10 3.2 (0.1)Commerzbank AG 11 2.8 14,469130 11 3.2 (0.4)Banco Santander SA 12 2.7 14,09672 19 2.0 0.7ING Groep NV 13 2.6 13,637127 7 3.5 (0.9)Banco Bilbao Vizcaya Argentaria 14 2.5 12,83480 20 1.6 0.9Lloyds TSB Corporate Markets 15 2.3 11,856115 18 2.0 0.3Mitsubishi UFJ Financial 16 2.3 11,74777 15 2.1 0.2Bank of America Merrill Lynch 17 2.0 10,56369 13 2.6 (0.6)La Caixa 18 1.8 9,50750 41 0.5 1.3Natixis 19 1.7 8,64279 14 2.4 (0.7)Mizuho Financial Group Inc 20 1.6 8,39359 26 1.3 0.3TOTAL 100% 515,610781 860,234 100%Includes all eligible European, Middle Eastern and African loans. Volume in USD millions.320,000280,000240,000200,000160,000Basic Materials 9.42%Consumer Prod/Svcs 27.98%Financial 16.08%Government 7.94%Industrial 14.83%Oil/Gas/Elect 13.89%Tech/Comm 9.86%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals480440400360320280240120,00020080,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q3160LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.17

BloombergUnderwriter League TablesEMEA Loans Book Runner1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DEALCOUNTRANKMKTSHARESHARECHG (%)Deutsche Bank AG 1 6.5 27,885106 5 5.0 1.5BNP Paribas Group 2 5.6 24,149129 1 7.9 (2.3)RBS 3 4.8 20,88891 6 4.8-JP Morgan 4 4.7 20,08469 14 3.0 1.7Citi 5 4.2 18,04383 7 4.4 (0.2)Credit Agricole CIB 6 4.1 17,78076 2 6.1 (2.0)Societe Generale 7 4.1 17,63977 3 5.5 (1.4)HSBC Bank PLC 8 3.8 16,32496 4 5.1 (1.3)UniCredit 9 3.6 15,38383 11 3.5 0.1Banco Santander SA 10 3.5 15,19944 20 1.6 1.9Barclays 11 3.4 14,61873 8 4.0 (0.6)Commerzbank AG 12 3.2 13,89395 9 3.7 (0.5)Banco Bilbao Vizcaya Argentaria 13 3.2 13,79048 21 1.5 1.7ING Groep NV 14 2.8 12,05275 10 3.7 (0.9)Bank of America Merrill Lynch 15 2.6 11,35246 13 3.1 (0.5)La Caixa 16 2.3 10,08127 40 0.4 1.9Bankia SA 17 2.2 9,32518 50 0.2 2.0Lloyds TSB Corporate Markets 18 2.0 8,70254 15 2.1 (0.1)Mitsubishi UFJ Financial 19 2.0 8,52345 16 2.1 (0.1)Instituto de Credito Oficial 20 1.9 8,1206 67 0.1 1.8TOTAL 100% 430,809536 724,969 100%Includes all eligible European, Middle Eastern and African loans. Volume in USD millions.280,000240,000200,000160,000Basic Materials 11.22%Consumer Prod/Svcs 30.41%Financial 14.36%Government 9.10%Industrial 12.59%Oil/Gas/Elect 11.73%Tech/Comm 10.59%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals360320280240200120,00016080,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q3120LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.18

BloombergUnderwriter League TablesAsia ex-Japan Loans Mandated Arranger1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DEALCOUNTRANKMKTSHARESHARECHG (%)State Bank of India 1 8.8 15,61247 1 12.3 (3.5)Bank of China 2 4.7 8,38284 2 6.0 (1.3)HSBC Bank PLC 3 3.6 6,47290 3 4.6 (1.0)Standard Chartered PLC 4 3.6 6,38189 4 4.0 (0.4)Sumitomo Mitsui Financial Group Inc 5 3.4 6,07271 5 3.7 (0.3)DBS Group Holdings Ltd 6 3.3 5,94867 7 2.7 0.6Maybank 7 3.3 5,88436 18 1.3 2.0Korea Development Bank 8 3.2 5,71444 16 1.6 1.6KB Financial Group 9 3.2 5,62230 37 0.8 2.4Oversea-Chinese Banking Corp 10 3.2 5,61648 10 2.4 0.8Mitsubishi UFJ Financial 11 2.6 4,58056 8 2.6-United Overseas Bank 12 2.5 4,46548 12 2.1 0.4Axis Bank Ltd 13 2.1 3,68319 6 3.2 (1.1)Mizuho Financial Group Inc 14 2.0 3,48758 11 2.2 (0.2)Bank of Taiwan 15 1.9 3,40454 39 0.8 1.1ANZ Banking Group 16 1.8 3,22843 15 1.8-IDBI Bank Ltd 17 1.8 3,14713 9 2.6 (0.8)China Development Bank 18 1.7 3,06010 42 0.7 1.0CIMB 19 1.5 2,74822 34 0.8 0.7Mega Financial Holding Co Ltd 20 1.4 2,47647 17 1.4-TOTAL 100% 177,716695 261,486 100%90,00080,00070,00060,000Basic Materials 8.92%Consumer Prod/Svcs 17.36%Financial 29.99%Industrial 19.13%Oil/Gas/Elect 16.83%Tech/Comm 7.76%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals360320280240200Includes all eligible loans from Asia Pacific excluding Japan, Australia, and New Zealand. Volume in USD millions.50,00016040,00012030,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q380LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.19

BloombergUnderwriter League TablesAsia ex-Japan Loans Book Runner1/1/12 - 9/30/1220122011MKTINDUSTRY BREAKDOWNFIRMRANKMKTSHAREVOLUMEUSD (Mln)DEALCOUNTRANKMKTSHARESHARECHG (%)State Bank of India 1 9.3 10,64621 1 13.1 (3.8)Bank of China 2 5.5 6,22830 2 6.4 (0.9)HSBC Bank PLC 3 4.7 5,39443 3 4.7-Standard Chartered PLC 4 4.5 5,09845 5 4.2 0.3KB Financial Group 5 4.3 4,95816 54 0.4 3.9Korea Development Bank 6 4.0 4,57922 17 1.5 2.5Bank of Taiwan 7 3.7 4,22147 23 1.3 2.4Axis Bank Ltd 8 3.3 3,72718 6 3.5 (0.2)Sumitomo Mitsui Financial Group Inc 9 2.8 3,20623 9 2.8-DBS Group Holdings Ltd 10 2.7 3,03528 7 3.1 (0.4)IDBI Bank Ltd 11 2.7 3,03311 4 4.4 (1.7)Woori Finance Holdings Co Ltd 12 2.0 2,32510 43 0.5 1.5Taiwan Cooperative Bank 13 1.9 2,19745 14 1.9-Mega Financial Holding Co Ltd 14 1.9 2,19232 13 2.3 (0.4)Oversea-Chinese Banking Corp 15 1.8 2,07313 21 1.4 0.4United Overseas Bank 16 1.7 1,94917 27 1.1 0.6Mizuho Financial Group Inc 17 1.7 1,93126 16 1.7-China Development Bank 18 1.6 1,8014 32 0.9 0.7Shinhan Financial Group Co Ltd 19 1.5 1,75511 37 0.8 0.7ANZ Banking Group 20 1.5 1,73620 12 2.3 (0.8)TOTAL 100% 114,123421 178,116 100%Includes all eligible loans from Asia Pacific excluding Japan, Australia, and New Zealand. Volume in USD millions.65,00060,00055,00050,00045,00040,00035,000Basic Materials 9.63%Consumer Prod/Svcs 19.32%Financial 31.78%Industrial 19.28%Oil/Gas/Elect 10.61%Tech/Comm 9.38%Total: 100.00%QUARTERLY VOLUMEUSD (Mln) / #Deals22020018016014012030,00010025,0008020,0002009 Q12009 Q22009 Q32009 Q42010 Q12010 Q22010 Q32010 Q42011 Q12011 Q22011 Q32011 Q42012 Q12012 Q22012 Q360LEAG LREP LMX LALT LEAG LREP ©2012Bloomberg Finance L.P. All rights reserved.20

Bloomberg League CriteriaCredit is based on the total amount of the offering sold to the public. Full credit is awarded to sole book-running manager or split equally among jointbook-running managers. Regional and local tables are identified based on factors such as currency, market of issuer and/or country of risk/inc.Fixed IncomeAll transaction must have a maturity or a call/put option of minimum 18 month. Make-whole calls, provisional calls/puts are exempt from this rule. Note:criteria may vary for some local and/or regional tables.U.S. dollar denominated 144A/REG S issues are credited 100% to the 144A tranche and 0% to the REG S tranche. Non-U.S. dollar denominated144A/REG S issues are credited 100% to the REG S tranche and 0% to the 144A tranche.New money portions of exchange offers will be eligible for credit.Exclusions: Accredited investor tranches, asset-backed issues, auction note agencies, collateralized bond obligations, collateralized loan obligations,commercial paper, municipal bonds, mortgage-backed issues, remarketed issues, repackaged bonds, government borrowing scheme retained bonds,variable principal redemption issues, variable interest equity-linked issues, and credit linked notes, selling group agency issues, strips, units, warrants,self-led under US$50 mln. Note: criteria may vary for some local and/or regional tables.Equities- LinkedEquity-linked transactions: convertible bonds, convertible preferred stock and exchangeable bonds. Only issues that mature and are callable/puttablein 12 months or longer are included. Make-whole calls, provisional calls, and provisional puts are exempt from this rule. Convertible bonds withattached warrants are included. These are defined as synthetic convertibles with the combination of a fixed income instrument and warrants which canbe converted into shares. The embedded warrant can be detachable or non-detachable but the bond and the warrant must be sold as a unit, i.e. therecannot be separate book building for the warrant and the bond.Exclusions: Redemption-linked instruments, reverse convertibles or similar instruments, synthetics convertibles, issues convertible into participation inan underlying fund or investment trust, pre-IPO convertible instruments, certain lower hierarch titles, i.e. Jr Bookrunner.EquitiesEquity market transactions: initial public offerings, additional offerings of common stocks, units, and depositary receipts (ADRs, GDRs, etc) and rightsofferings. Exclusions: Non-underwritten/best efforts, privately placed transactions, funds, self-led, preferred offerings, pre-negotiated offerings, certainlower hierarch titles, i.e. Jr Bookrunner. Note: Criteria may vary for some local and/or regional table.LoansIncludes executed syndicated loans transactions. Full credit is awarded to the sole bank satisfying the highest of the titles. Credit will be awarded equallyamong multiple banks that share the highest agent/manager title. Credit is allocated to amended or amended and restated transactions, where eachmodification is 100% at the lender’s option and not as a result of events already built into the original credit agreement. Credit is awarded to following structuralchanges only: 90 day or more maturity extensions, incremental basis for increased in deal size, reduction in pricing, full release of security.Exclusions: Bilateral transactions, guaranteed deals (including but not limited to Letter of Guarantee, Performance Bond, CP Guarantee or Bank Guarantee),deals with a maturity of less than 90 days (limit of one amended maturity per loan ,per year), cancelled or withdrawn transactions that are not executed prior todeal’s cancellation or withdrawal.Full versions of Bloomberg’s League Tables Standards & Guidelines can be accessed on Bloomberg Professional:{IDOC 2016701}: Equity {IDOC 2027097}: Equity Linked {IDOC 2061504}: Structured Notes{IDOC 2016703}: Fixed Income {IDOC 2065648}: Syndicated Loans {IDOC 2027014}: Legal Adviser Fixed Income{IDOC 2021549}: Legal Adviser EquityBloomberg L.P. reserves the right of final decision concerning league eligibility and requires adequate documentation for the same. Bloomberg L.P. and its suppliers believe the informationherein was obtained from reliable sources, but they do not guarantee its accuracy. Neither the information nor the opinion expressed constitutes a solicitation of the purchase or sale ofsecurities or commodities. Due to the dynamic nature of the Professional Service product, League Table rankings may vary between the quarterly/year-end publications and data found onthe Bloomberg Professional Service.

Global Capital Markets League Tables - Bloomberg

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